IMPORTANT FACTS ABOUT INTEGRATED WEALTH MANAGEMENT, LLC
Integrated Wealth Management, LLC. (Integrated Wealth Management) is a Limited Liability Company established in the State of New Hampshire.
Integrated Wealth Management is registered to conduct business in multiple states as a registered investment advisor (RIA).
By statute, RIA’s have a fiduciary duty to their clients, which means they have a fundamental obligation to provide investment advice that always acts in their clients’ best interests.
Integrated Wealth Management does not hold custody of client assets and generally recommends Charles Schwab & Co. as the custodian of client assets.
Diane DuBois, president of Integrated Wealth Management, has utilized Charles Schwab & Co. as the custodian for client accounts since 1993.
In addition to investment and retirement accounts established at Charles Schwab & Co., away assets at other institutions, such as a client’s 401k, 403b, 457 account may also be managed by Integrated Wealth Management.
Fees are based on assets under management (AUM) and are expressed as a percentage of AUM.
Integrated Wealth Management has a minimum aggregate (household) Assets Under Management (AUM) of $400,000 including away assets under management.
Fees are debited quarterly from account assets per the client’s executed Discretionary Investment Advisory Agreement.
Integrated Wealth Management manages assets on a discretionary basis and allocates assets according to a client’s investor profile, financial objectives, and client imposed restrictions.
Prior to becoming a client, Integrated Wealth Management’s Discretionary Investment Advisory Agreement, Privacy Notice, and Firm Brochure are provided for review and discussion.